• 제목/요약/키워드: policy non-compliance

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조직구성원의 정보보안 준수 및 미준수 원인에 대한 연구 (A study on the information security compliance and non-compliance causes of organization employees)

  • 황인호;허성호
    • 한국융합학회논문지
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    • 제11권9호
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    • pp.229-242
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    • 2020
  • 본 연구의 목적은 정보보안 준수의도에 영향을 주는 긍정적, 부정적 측면의 환경적 요인을 제시하고, 개인의 보안 준수의도와의 영향관계를 찾는 것이다. 연구대상은 정보보안 정책 및 기술을 적용하는 조직의 구성원들이며, 설문 조사를 통하여 유효표본을 확보하였다. 분석과정에서 구조방정식모델링을 통해 연구모델에 대한 검증을 하였다. 측정변수는 정보보안 정책, 정보보안 시스템, 정보보안 기술적 지원, 업무장애, 비가시성, 조직몰입, 준수의도로 구성하여 분석에 활용하였다. 결과는 보안 준수요인인 정책, 시스템, 기술적 지원과 미준수 요인인 업무 장애가 각각 조직몰입에 영향을 주었으며, 준수의도로 이어지는 것을 확인하였다. 연구 모델의 검증 결과를 토대로 조직의 정보보안 준수 수준 향상을 위한 구성원들의 보안 준수 전략 수립의 방향성을 제시하였다.

여객선사고의 원인분석 -정책불응의 관점을 중심으로 (An analysis of th cause of passenger ship accident -from the perspestive of policy non-compliance)

  • 배점모
    • 해양환경안전학회지
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    • 제3권1호
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    • pp.51-71
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    • 1997
  • As passenger ship accidents so frequently have occurred, crisis consciousness is highly aroused in Korean society. Although bombastic policy guidlines were suggested in accordance with every passenger ship accident, there remains a still high possibility of such an accident reoccurring because passenger ship accidents occur from the perspective of non-compliance. The research objective of this study is to government's safety regulatory policies. Data for the analysis was collected from literature review. A Case study related to passenger ship accident is adopted for the analysis. The research methods utilized in this study consist of extensive quantitative analysis of 138 passenger ship accidents which had happened over last 10 years from 1984 to 1993 in Korea and a qualitative analysis of the passenger ship accident of the Seohae Ferry in October 1993. The results of the quantitive analysis on the 138 passenger ship accidents are as follows; Seeing the accidents yearly, the accidents which occurred by policy non-compliance are still exist, only somewhat reduced as years gone by. Seeing the accidents from the perspective of types of accident, fire accidents and death and injury accidents had more non-compliance factors than contact accidents and one-side collision accidents, etc. had. Seeing the accidents from the perspectives of types of passenger ship, large ships like car ferries and general passenger ship accidents had more non-compliance factors than any other kinds of ships had. Seeing the accidents from the perspectives of tons of passenger ships, large ships weighing more than 1, 000 tons and small ships weighing less than 50tons contained a lots of non-compliance factors. The results of the qualitative analysis of the passenger ship accident of the Seohae Ferry in Octovber 1993 are as follows; From the viewpoint of the human factor, there were non-compliance to the recruiting of required number of qualified crew members and non-compliance to the rule which prohibited them from leaving port in bad weather and high wave conditions. From the viewpoint of the ship factor, there were defects in the ship. So we might say that there was non-compliance which was aroused from the lacks of technical skills. From the viewpoint of the administrative factor, there were many non-compliance factors such as sailor education, shipping management, rescue, safety equipment. From the viewpoint of the passenger factor, there were passengers' threats which compelled the crews to leave the port under bad weather conditions. In conclusion, the principal non-compliances factors are passenger ship company did not follow safety rules such as shipping the permitted number of passengers, loading permitted tons of freight and fastening freights properly and recruiting required number of qualified crew. In order to reduce accidents, firstly we should find out the causes which play key roles in passenger ship companies' non-compliance to the government's safety regulations. Secondly we should tackle the causes.

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한.미 어업관리제도의 규제순응에 관한 비교 연구 (Comparative Analysis of Regulatory Compliance Issues in Korean and American Fisheries)

  • 이정삼;류정곤;남종오;김대영
    • 수산경영론집
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    • 제39권2호
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    • pp.1-23
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    • 2008
  • This study presents a comparative analysis of enforcement and regulatory compliance issues in Korean and American fisheries. The comparison involves characterizing factors which affect regulatory compliance. The study also suggests policy directions and strategies by characteristics of factors suitable to Korean fisheries circumstances in order to induce voluntary compliance from fishers and to make compliance friendly environment for the fishers. In detail, this study has 3 steps as follows. First, this study characterizes factors influencing compliance and non - compliance caused by various reasons and categorizes these factors by considering theories for fisheries regulatory compliance. Major categories of compliance factors consist of fisheries resources, users(fishers), and the government. Each category is composed of several factors and sub - factors by characteristics. Second, this study seeks to diagnose problems and limitations from the regulatory compliance in Korean and US' fisheries by analyzing the current status of the compliance in both countries. The comparative analysis between two countries highlights the problems and limitations of each country's regulatory compliance and leads to implications for Korean fisheries. Third, this study suggests policy directions and strategies suitable to Korean regulatory compliance environment through detailed understanding of U.S.' fisheries regulatory compliance. The suggested strategies are based on the concept of voluntary compliance and compliance - friendly environment, not command and control regulations. Furthermore, this study provides policy suggestions for Korean fisheries regulatory enforcement and compliance issues.

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의약품 리베이트의 원인과 처방에 관한 신제도론적 해석 (A Study on Rebates in the Pharmaceutical Industry from the Perspective of New Institutionalism)

  • 이하영;권용진
    • 보건행정학회지
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    • 제21권1호
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    • pp.132-157
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    • 2011
  • The purpose of this article is to examine the cause of policy non-compliance in the case of pharmaceutical rebates from the perspective of rational choice institutionalism. In Korea, there have been rebates practices between pharmaceutical companies and hospitals since the introduction of the Actual Remuneration System for insured medicine in 1999. The government has chosen the policy means of punishment to eliminate pharmaceutical rebates but the illegal practices are still widespread. Institution in rational choice institutionalism usually reflects the incentives and preferences of actors, and the Actual Remuneration System has resulted in a the lack of procedures to ensure savings on drug expenditures. Pharmaceutical rebates are the product of the institutions which reflect their incentives: the Actual Remuneration System, the current pricing policy for generic drugs, the drug distribution system, and so on. In the end, the problem of the rebates is the consequence of policy non-compliance as actors' rational choice because their incentives lead to opportunistic behaviors. We should therefore understand the incentive structure of policy stakeholders, which is derived from the view of new institutionalism; also, the newly designed Korean drug pricing policy reform must be compatible with the incentive structure.

조직 구성원의 정보보안정책 준수행동에 대한 연구 : 수정된 Triandis 모델의 적용 (A Study on Employee's Compliance Behavior towards Information Security Policy : A Modified Triandis Model)

  • 김대진;황인호;김진수
    • 디지털융복합연구
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    • 제14권4호
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    • pp.209-220
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    • 2016
  • 조직은 정보보안정책을 제공하고 이를 준수하기 위한 교육 및 지원 등 지속적인 노력을 하고 있으나, 조직 구성원의 보안 미준수에 따른 사고는 끊이지 않고 있다. 본 연구는 조직 구성원의 정보보안정책 준수행동에 영향을 주는 요인들을 Triandis 모델을 적용하여 규명하였으며, 요인들간의 영향 관계를 구조방정식모델링 기법인 PLS(Partial Least Squares)를 통해 살펴보았다. 가설검증 결과 조직은 정보보안정책과 이를 지원하는 촉진조건을 통해 구성원의 정보보안정책 준수의도 및 행동을 유도할 수 있으며, 조직의 정보보안정책에 대한 구성원의 기대가치, 습관 및 감정이 중요함을 증명하였다. 본 연구는 Triandis 모델을 정보보안 분야에 적용하여 분석하고, 구성원의 정보보안 행동에 대한 방향성을 제시하였다는 점에 의의가 있다. 그리고 본 연구 결과를 통해 조직의 정보보안정책 수립 및 구성원의 준수행동을 높이기 위한 방안을 제공할 수 있을 것이다.

Associations Between Compliance With Non-pharmaceutical Interventions and Social-distancing Policies in Korea During the COVID-19 Pandemic

  • Hwang, Yu Seong;Jo, Heui Sug
    • Journal of Preventive Medicine and Public Health
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    • 제54권4호
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    • pp.230-237
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    • 2021
  • Objectives: This study explored changes in individuals' behavior in response to social distancing (SD) levels and the "no gatherings of more than 5 people" (NGM5) rule in Korea during the coronavirus disease 2019 (COVID-19) pandemic. Methods: Using survey data from the COVID-19 Behavior Tracker, exploratory factor analysis extracted 3 preventive factors: maintenance of personal hygiene, avoiding going out, and avoiding meeting people. Each factor was used as a dependent variable. The chisquare test was used to compare differences in distributions between categorical variables, while binary logistic regression was performed to identify factors associated with high compliance with measures to prevent transmission. Results: In men, all 3 factors were significantly associated with lower compliance. Younger age groups were associated with lower compliance with maintenance of personal hygiene and avoiding meeting people. Employment status was significantly associated with avoiding going out and avoiding meeting people. Residence in the capital area was significantly associated with higher compliance with personal hygiene and avoiding venturing out. Increasing SD levels were associated with personal hygiene, avoiding going out, and avoiding meeting people. The NGM5 policy was not significantly associated with compliance. Conclusions: SD levels, gender, age, employment status, and region had explanatory power for compliance with non-pharmaceutical interventions (NPIs). Strengthening social campaigns to inspire voluntary compliance with NPIs, especially focused on men, younger people, full-time workers, and residents of the capital area is recommended. Simultaneously, efforts need to be made to segment SD measures into substrategies with detailed guidance at each level.

Monitoring Compliance and Examining Challenges of a Smoke-free Policy in Jayapura, Indonesia

  • Wahyuti, Wahyuti;Hasairin, Suci K.;Mamoribo, Sherly N.;Ahsan, Abdillah;Kusuma, Dian
    • Journal of Preventive Medicine and Public Health
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    • 제52권6호
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    • pp.427-432
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    • 2019
  • Objectives: In Indonesia, 61 million adults smoked in 2018, and 59 million were exposed to secondhand smoke at offices or restaurants in 2011. The Presidential Decree 109/2012 encouraged local governments to implement a smoke-free policy (SFP), and the city of Jayapura enacted a local bill (1/2015) to that effect in 2015. This study aimed to evaluate compliance with this bill and to explore challenges in implementing it. Methods: We conducted a mixed-methods study. Quantitatively, we assessed compliance of facilities with 6 criteria (per the bill): the presence of signage, the lack of smoking activity, the lack of sale of tobacco, the lack of tobacco advertisements, the lack of cigarette smoke, and the lack of ashtrays. We surveyed 192 facilities, including health facilities, educational facilities, places of worship, government offices, and indoor and outdoor public facilities. Qualitatively, we explored challenges in implementation by interviewing 19 informants (government officers, students, and community members). Results: The rate of compliance with all 6 criteria was 17% overall, ranging from 0% at outdoor public facilities to 50% at health facilities. Spatial patterning was absent, as shown by similar compliance rates for SFP facilities within a 1-km boundary around the provincial and city health offices compared to those outside the boundary. Implementation challenges included (1) a limited budget for enforcement, (2) a lack of support from local non-governmental organizations and universities, (3) a lack of public awareness at the facilities themselves, and (4) a lack of examples set by local leaders. Conclusions: Overall compliance was low in Jayapura due to many challenges. This information provides lessons regarding tobacco control policy in underdeveloped areas far from the central government.

금연 공동주택 주민들의 정책 순응도와 흡연 관련 행태 변화 (Policy Compliance and Smoking related Behavior Change in a Smoke-free Apartment)

  • 조후선;김은수;남해성
    • 농촌의학ㆍ지역보건
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    • 제45권4호
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    • pp.221-234
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    • 2020
  • 이 연구는 금연 공동주택 지정에 대한 주민들의 정책 순응도와 지정 전후의 흡연행태 변화를 파악고자 연구하였다. 연구는 대전광역시 금연 공동주택 1곳의 주민 283명을 대상으로 구조화된 자기기입식 설문하여 T 검정 및 일원배치 분산분석, 다중 회귀분석, 교차분석으로 분석하였다. 정책순응도는 여성과 2년 미만 거주집단이 높았고, 비흡연자가 유의하게 높았다. 전체 대상자의 정책순응도 관련요인은 거주기간이 2년 미만이면서, 소득 수준이 높고 금연에 대한 인지된 유익성이 높은 경우 정책순응도가 높았고, 흡연자의 관련요인은 주변 관계 만족도, 금연에 대한 인지된 장애성, 흡연 빈도 및 흡연량과 관련성이 있었다. 또한, 금연구역 지정정책 실시 후 흡연자들의 흡연행태에 긍정적인 영향을 끼쳤으며, 주민들의 간접흡연 빈도를 줄이는 결과로 이어졌다. 따라서, 금연구역 지정정책에 대한 순응도를 높이고 흡연행태의 개선과 공동주택 내 간접흡연 피해를 줄이기 위해서는 실내 금연구역 정책을 지속적으로 확대 시행하고, 인구사회학적 요인 외에도 흡연이 가져올 수 있는 심각성 등 건강신념모형 구성요소를 활용하여 주민들에게 홍보 방안과 효과적으로 병행할 수 있는 정책 개발 및 제도적 보완이 있어야 할 것으로 보인다.

Research on the evaluation model for the impact of AI services

  • Soonduck Yoo
    • International Journal of Internet, Broadcasting and Communication
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    • 제15권3호
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    • pp.191-202
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    • 2023
  • This study aims to propose a framework for evaluating the impact of artificial intelligence (AI) services, based on the concept of AI service impact. It also suggests a model for evaluating this impact and identifies relevant factors and measurement approaches for each item of the model. The study classifies the impact of AI services into five categories: ethics, safety and reliability, compliance, user rights, and environmental friendliness. It discusses these five categories from a broad perspective and provides 21 detailed factors for evaluating each category. In terms of ethics, the study introduces three additional factors-accessibility, openness, and fairness-to the ten items initially developed by KISDI. In the safety and reliability category, the study excludes factors such as dependability, policy, compliance, and awareness improvement as they can be better addressed from a technical perspective. The compliance category includes factors such as human rights protection, privacy protection, non-infringement, publicness, accountability, safety, transparency, policy compliance, and explainability.For the user rights category, the study excludes factors such as publicness, data management, policy compliance, awareness improvement, recoverability, openness, and accuracy. The environmental friendliness category encompasses diversity, publicness, dependability, transparency, awareness improvement, recoverability, and openness.This study lays the foundation for further related research and contributes to the establishment of relevant policies by establishing a model for evaluating the impact of AI services. Future research is required to assess the validity of the developed indicators and provide specific evaluation items for practical use, based on expert evaluations.

정책대상집단의 주차규제정책 불응요인에 관한 연구 -합리적 행동이론을 중심으로- (Noncompliance Factor of Parking Regulatory Policy in the Policy Target Groups -Focused on The Theory of Reasoned Action-)

  • 김경범
    • 한국콘텐츠학회논문지
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    • 제15권6호
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    • pp.215-226
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    • 2015
  • 본 연구에서는 합리적 행동이론을 적용하여 주차규제정책에 대한 태도, 주관적 규범, 집행기관에 대한 신뢰가 직접적으로 주차규제정책에 대한 행동의도와 행동에 어떠한 영향을 미치는지와 간접적으로 행동의도를 매개로 하여 행동에 어떠한 영향을 미치는지를 분석하고, 거주지역과 주택종류에 따른 조절효과를 검증하고자 하였다. 이를 위해 주차규제정책이 적용되고 있는 지역의 정책대상집단을 대상으로 설문조사하고 실증분석하였다. 구조방정식모형에 의한 가설검정결과, 주차규제정책에 대한 태도와 주관적 규범 요인이 행동의도에 각각 정(+)의 영향을 미치는 것으로 나타났으며, 행동에는 태도와 집행기관 요인이 정(+)의 영향을 미치는 것으로 나타났다. 그리고 행동의도를 매개로 하여 행동에도 각각 유의한 영향을 미치는 것으로 나타났다. 주거지역과 주택종류에 따른 조절효과를 검증한 결과, 주거지역에서는 태도와 행동의도 간의 관계에, 주택종류에서는 집행기관과 행동간에 관계에 따른 조절효과는 유의한 것으로 나타났다. 이러한 분석 결과를 토대로 본 연구에서는 주차규제정책에 대한 순응과 불응을 위한 실천적 방향을 제시하였다.