DOI QR코드

DOI QR Code

FTT를 활용한 입찰실무자의 입찰담합 가능성 예측 연구

A Study on Predicting the Potential for Bid-Rigging among Bidders using FTT in Public Construction Projects

  • 조진호 (경북대학교 지능형건설자동화연구센터) ;
  • 신영수 (경북대학교 법학전문대학원) ;
  • 김병수 (경북대학교 토목공학과)
  • Cho, Jin-Ho (Intelligent Construction Automation Research Center, Kyungpook National University) ;
  • Shin, Young-Su (Department of Law School, Kyungpook National University) ;
  • Kim, Byung-Soo (Department of Civil Engineering, Kyungpook National University)
  • 투고 : 2023.08.04
  • 심사 : 2023.11.07
  • 발행 : 2023.11.30

초록

입찰담합에 따른 공공재정 손실, 경쟁 저해, 신뢰 하락 등의 문제에 대응하기 위해, 공공 건설공사 입찰실무자의 담합 가능성을 예측하고 대응 방안을 개발하는 것을 목적으로 한다. 이를 위해 FTT (Fraud Triangle Theory)의 기회, 압력, 합리화 요인을 분석하여 입찰담합 예방 및 대응 방안을 도출한다. 종합·전문 건설업체의 입찰실무자를 대상으로 한 설문 조사를 통해 FTT 연구모형을 검증하고, 결과를 통해 입찰실무자의 담합 가능성을 예측하는 데 활용한다. 연구 결과, 압력이 높을수록, 기회가 많을수록, 합리화가 강할수록 개인의 담합 가능성이 커지는 것을 확인하였다. 또한, 기회가 많을수록, 합리화가 강할수록 타인의 담합 가능성도 커지는 것을 알 수 있었다. 이러한 현상을 이해하여 입찰담합 예방을 위한 정책 개발에 기여할 것으로 기대된다.

The aim of this study is to predict the potential for bid-rigging among public construction bidders and develop preventive and responsive measures. By employing the Fraud Triangle Theory (FTT), which considers the factors of opportunity, pressure, and rationalization, we analyze and explore the bid-rigging potential among construction industry professionals. A survey is conducted among General and specialized construction firms to validate the FTT research model and predict individual bid-rigging tendencies. The results indicate that higher levels of pressure, greater opportunities, and stronger rationalization increase the likelihood of individual bid-rigging. Moreover, more opportunities and stronger rationalization also raise the potential for bid-rigging by others. Understanding these dynamics enhances our knowledge and contributes to the development of policies aimed at preventing bid-rigging.

키워드

과제정보

본 연구는 과학기술정보통신부의 재원으로 한국연구재단의 지원을 받아 수행된 연구입니다(NRF-2021R1A2C1014267). 본 논문은 한국연구재단 지역대학우수과학자지원사업의 지원을 받아 수행된 연구임 (NRF-2019R1I1A3A01062229).

참고문헌

  1. Abdullahi, R., and Mansor, N. (2018). "Fraud prevention initiatives in the Nigerian public sector Understanding the relationship of fraud incidences and the elements of fraud triangle theory." Journal of Financial Crime, 25(2), pp. 527-544. DOI: 10.1108/JFC-02-2015-0008.
  2. Arnold, U., Neubauer, J., and Schoenherr, T. (2012). "Explicating factors for companies' inclination towards corruption in Operations and supply chain management: An exploratory study in Germany." International Journal of Production Economics, 138(1), pp. 136-147. DOI: 10.1016/J.IJPE.2012.03.011.
  3. Behringer, S., Ulrich, P., and Unruh, A. (2019). "COMPLIANCE MANAGEMENT IN FAMILY FIRMS: A SYSTEMATIC LITERATURE ANALYSIS." Corporate Ownership and Control , 17(1). DOI: 10.22495/cocv17i1art13.
  4. Bignon, R., Onome Imoniana, J., Reginato, L., Lopes Silva, W., Lee, L., Lai, K.-K., Pavitola, L., Chen, K., Meen, T.-H., and Ricardo Bignon Nagnonhou, S. (2023). "Role of Connectors in Corporate Fraud and Corruptions in Era of Circular Economy." Social Sciences 2023, Vol. 12, Page 134, 12(3), p. 134. DOI: 10.3390/SOCSCI12030134.
  5. Bowen, P.A., Edwards, P.J., and Cattell, K. (2012). "Corruption in the South African construction industry: a thematic analysis of verbatim comments from survey participants." Construction Management and Economics , 30(10), pp. 885-901. DOI: 10.1080/01446193.2012.711909.
  6. Courtois, C., and Gendron, Y. (2017). "The "Normalization" of Deviance: A Case Study on the Process Underlying the Adoption of Deviant Behavior." AUDITING: A Journal of Practice and Theory, 36(3), pp. 15-43. DOI: 10.2308/AJPT-51665.
  7. Edwards, P.J., Bowen, P.A., and Cattell, K.S. (2017). "We Can Fix it - Corruption in the Construction Industry." The Handbook of Business and Corruption: Cross-Sectoral Experiences, pp. 391-422. DOI: 10.1108/978-1-78635-445-720161018/FULL/EPUB.
  8. Homer, E.M. (2020). "Testing the fraud triangle: a systematic review." Journal of Financial Crime, 27(1), pp. 172-187. DOI: 10.1108/JFC-12-2018-0136.
  9. Huang, S.Y., Lin, C.C., Chiu, A.A., and Yen, D.C. (2017). "Fraud detection using fraud triangle risk factors." Information Systems Frontiers, 19, pp. 1343-1356. DOI: 10.1007/s10796-016-9647-9.
  10. Hu, H., Deng, X., and Mahmoudi, A. (2023). "A cognitive model for understanding fraudulent behavior in the construction industry." DOI: 10.1108/ECAM-08-2021-0703.
  11. Kim, K.Y., and Kwack, C.G. (2017). "Research to Improve the Public Sector's Internal Control System : Focusing on the cases of embezzlement of public funds." Social science research, 24(4), pp. 107-140. DOI: 10.46415/JSS.2017.12.24.4.107.
  12. Kim, H.T., Lee, C.B., and Sim, H.J. (2018). "A Study on Factors Related to Individuals' Corruption Behaviors." KOREAN SECURITY JOURNAL , 56, pp. 125-144. Retrieved from https://scholar.kyobobook.co.kr/article/detail/4050026866267. https://doi.org/10.36623/kssa.2018.56.6
  13. Kim, N.E., and Jeong. H.J. (2020). "The Influencing Factors of Receiving Illegal Allowance among Local Government Employees: The Case of A Metropolitan City." Dbpia.Co.Kr, 32(3), pp. 455-478. Retrieved from https://www.dbpia.co.kr/Journal/articleDetail?nodeId=NODE10442634. 10442634
  14. Levi, M. (2019). "Theoretical Perspectives on White-Collar Crime." Oxford Research Encyclopedia of Criminology and Criminal Justice . DOI: 10.1093/ACREFORE/9780190264079.013.266.
  15. Mansor, N., and Abdullahi, R.U. (2015). "Understanding the Convergent and Divergent For Future Research Article in International Journal of Academic Research in Accounting Finance and Management Sciences.October." International Journal of Academic Research in Accounting, 5(4). DOI: 10.6007/IJARAFMS/v5-i4/1823.
  16. Martin, H., Miller, A., and Martin, M. (2023). "Examining corruption prominence in SIDS-the curse and the cure for construction tender practices Examining corruption prominence in SIDS 387." Journal of Facilities Management, 21(3), pp. 387-411. DOI: 10.1108/JFM07-2021-0071.
  17. Rezaee, Z. (2019). "Forensic Accounting and Financial Statement Fraud." Volume I Fundamentals of Forensic Accounting. I, p. 181.
  18. Said, J., Alam, M.M. , Karim, Z.A. , and Johari, R.J. (2018). "Integrating religiosity into fraud triangle theory: findings on Malaysian police officers." DOI: 10.1108/JCRPP-09-2017-0027.
  19. Said, J., Alam, M.M., Ramli, M., and Rafidi, M. (2017). "Integrating ethical values into fraud triangle theory in assessing employee fraud: Evidence from the Malaysian banking industry." Journal of International Studies , 10(2), pp. 170-184. DOI: 10.14254/2071-8330.2017/10-2/13.
  20. Said, J., Asry, S., Rafidi, M., Rida Obaid, R., and Mahmudul Alam, M. (2018). "Integrating Religiosity into Fraud Triangle Theory: Empirical Findings From Enforcement Officer." In Global Journal al Thaqafah. Retrieved from http://www.gjat.my/gjat2018si/SI2018-09.pdf