DOI QR코드

DOI QR Code

Seismic behaviour of dams to near fault and far fault ground motions: A state of the art review

  • Gorai, Soumya (Department of Civil Engineering, Indian Institute of Technology Kharagpur) ;
  • Maity, Damodar (Department of Civil Engineering, Indian Institute of Technology Kharagpur)
  • Received : 2020.02.08
  • Accepted : 2021.07.14
  • Published : 2021.09.25

Abstract

Dams are constructed across the river to confine the water and utilize it for various purposes such as hydroelectricity generation, flood control, irrigation, etc. Failure of dams causes huge loss to property and lives. Dams, designed to be built in high seismicity areas, are prone to damage due to intensive earthquake events. Strong ground motions recorded in the vicinity of fault planes are generally considered as near fault (or near source) ground motions. Near fault ground motions possess considerably different features which have high damage potential. In last few decades, a lot of studies have been conducted on the identification, characterization and simulation of pulse-type and non pulse-type ground motions. However, researchers have paid attention to the seismic safety assessment of dams under near fault and far fault ground motions since the last decade. In this context, this present study reports a state-of-the-art review on the seismic behaviour of various types of dams under different ground motions, based on available literature. This study also describes existing modelling techniques of the dam-reservoir-foundation system, failure modes, seismic analysis method and seismic response of different kinds of dams to near fault and far fault earthquakes. Finally, the study attempts to find the research gaps, which should be given proper attention in the future.

Keywords

Acknowledgement

We are highly grateful to the anonymous reviewers for their valuable suggestions and comments.

References

  1. Abdollahzadeh, G. and Faghihmaleki, H. (2017), "Probabilistic two-hazard risk assessment of near-fault and far-fault earthquakes in a structure subjected to earthquake-induced gas explosion", J. Build. Eng., 13, 298-304. https://doi.org/10.1016/j.jobe.2017.09.002.
  2. Abrahamson, N. (2002), "Velocity Pulses in Near-Fault Ground Motions", Proc. UC Berkeley-CUREE Symp. Honor Ray Clough Joseph Penzien, Berkeley, CA, U.S.A., 40-41.
  3. Adanur, S., Altunisik, A.C., Bayraktar, A. and Akkose, M. (2012), "Comparison of near-fault and far-fault ground motion effects on geometrically nonlinear earthquake behavior of suspension bridges", Nat. Hazards, 64, 593-614. https://doi.org/10.1007/s11069-012-0259-5.
  4. Akkose, M. and Simsek, E. (2010), "Non-linear seismic response of concrete gravity dams to near-fault ground motions including dam-water-sediment-foundation interaction", Appl. Math. Model., 34(11), 3685-3700. https://doi.org/10.1016/j.apm.2010.03.019.
  5. Alavi, B. and Krawinkler, H. (2004), "Behavior of moment-resisting frame structures subjected to near-fault ground motions", Earthq. Eng. Struct. Dyn., 33(6), 687-706. https://doi.org/10.1002/eqe.369.
  6. Alonso-Rodriguez, A. and Miranda, E. (2015), "Assessment of building behavior under near-fault pulse-like ground motions through simplified models", Soil Dyn. Earthq. Eng., 79, 47-58. https://doi.org/10.1016/j.soildyn.2015.08.009.
  7. Baker, J.W. (2007), "Quantitative classification of near-fault ground motions using wavelet analysis", Bull. Seismol. Soc. Am., 97(5), 1486-1501. https://doi.org/10.1785/0120060255.
  8. Bayraktar, A., Altunisik, A.C., Sevim, B., Kartal, M.E. and Turker, T. (2008), "Near-fault ground motion effects on the nonlinear response of dam-reservoir-foundation systems", Struct. Eng. Mech., 28(4), 411-442. https://doi.org/10.12989/sem.2008.28.4.411.
  9. Bayraktar, A., Altunisik, A.C., Sevim, B., Kartal, M.E., Turker, T. and Bilici, Y. (2009), "Comparison of near- and far-fault ground motion effect on the nonlinear response of dam-reservoir-foundation systems", Nonlinear Dyn., 58, 655-673. https://doi.org/10.1007/s11071-009-9508-x.
  10. Bayraktar, A., Turker, T., Akkose, M. and Ates, S.. (2010), "The effect of reservoir length on seismic performance of gravity dams to near- and far-fault ground motions", Nat. Hazards, 52, 257-275. https://doi.org/10.1007/s11069-009-9368-1.
  11. Bertero, V.V., Mahin, S.A. and Herrera, R.A. (1978), "Aseismic design implications of near-fault san fernando earthquake records", Earthq. Eng. Struct. Dyn., 6, 31-42. https://doi.org/10.1002/eqe.4290060105.
  12. Bhagat, S., Wijeyewickrema, A.C. and Subedi, N. (2018), "Influence of near-fault ground motions with fling-step and forward-directivity characteristics on seismic response of base-isolated buildings", J. Earthq. Eng., 25(3), 1-20. https://doi.org/10.1080/13632469.2018.1520759.
  13. Bhandari, M., Bharti, S.D., Shrimali, M.K. and Datta, T.K. (2018), "The numerical study of base-isolated buildings under near-field and far-field earthquakes", J. Earthq. Eng., 22(6), 989-1007. https://doi.org/10.1080/13632469.2016.1269698.
  14. Bhandari, M., Bharti, S.D., Shrimali, M.K. and Datta, T.K. (2019), "Seismic fragility analysis of base-isolated building frames excited by near- and far-field earthquakes", J. Perform. Construct. Facil., 33(3), 04019029. https://doi.org/10.1061/(asce)cf.1943-5509.0001298.
  15. Bolt, B.A. and Abrahamson, N.A. (2003), "Estimation of strong seismic ground motions", Int. Handb. Earthq. Eng. Seismol. Part B, 81B, Academic Press, San Diego, U.S.A.
  16. Bray, J.D. and Rodriguez-Marek, A. (2004), "Characterization of forward-directivity ground motions in the near-fault region", Soil Dyn. Earthq. Eng., 24(11), 815-828. https://doi.org/10.1016/j.soildyn.2004.05.001.
  17. Burks, L.S. and Baker, J.W. (2016), "A predictive model for fling-step in near-fault ground motions based on recordings and simulations", Soil Dyn. Earthq. Eng., 80, 119-126. https://doi.org/10.1016/j.soildyn.2015.10.010.
  18. Cao, Y., Mavroeidis, G.P., Meza-Fajardo, K.C. and Papageorgiou, A.S. (2017), "Accidental eccentricity in symmetric buildings due to wave passage effects arising from near-fault pulse-like ground motions", Earthq. Eng. Struct. Dyn., 46(13), 2185-2207. https://doi.org/10.1002/eqe.2901.
  19. Chopra, A.K. and Chakrabarti, P. (1981), "Earthquake analysis of concrete gravity dams including dam-water-foundation rock interaction", Earthq. Eng. Struct. Dyn., 9(4), 363-383. https://doi.org/10.1002/eqe.4290090406.
  20. Chopra, A.K. and Chintanapakdee, C. (2001), "Comparing response of SDF systems to near-fault and far-fault earthquake motions in the context of spectral regions", Earthq. Eng. Struct. Dyn., 30, 1769-1789. https://doi.org/10.1002/eqe.92.
  21. Davoodi, M., Jafari, M.K. and Hadiani, N. (2013), "Seismic response of embankment dams under near-fault and far-field ground motion excitation", Eng. Geol., 158, 66-76. https://doi.org/10.1016/j.enggeo.2013.02.008.
  22. Dickinson, B.W. and Gavin, H.P. (2011), "Parametric statistical generalization of uniform-hazard earthquake ground motions", J. Struct. Eng., 137(3), 410-422. https://doi.org/10.1061/(ASCE)ST.1943-541X.0000330.
  23. Dolati, A., Taghikhany, T., Khanmohammadi, M. and Rahai, A. (2015), "Scenario-based seismic performance assessment of regular and irregular highway bridges under near-fault ground motions", Earthq. Struct., 8(3), 573-589. https://doi.org/10.12989/eas.2015.8.3.573.
  24. Ertuncay, D. and Costa, G. (2019), "An alternative pulse classification algorithm based on multiple wavelet analysis", J. Seismol., 23, 929-942. https://doi.org/10.1007/s10950-019-09845-y.
  25. Esfahanian, A. and Aghakouchak, A.A. (2015), "On the improvement of inelastic displacement demands for near-fault ground motions considering various faulting mechanisms", Earthq. Struct., 9(3), 673-698. http://doi.org/10.12989/eas.2015.9.3.673
  26. Garini, E., Makris, N. and Gazetas, G. (2014), "Elastic and inelastic systems under near-fault seismic shaking: acceleration records versus optimally-fitted wavelets", Bull. Earthq. Eng., 13, 459-482. https://doi.org/10.1007/s10518-014-9631-z
  27. Ghahari, S.F., Jahankhah, H. and Ghannad, M.A. (2010), "Study on elastic response of structures to near-fault ground motions through record decomposition", Soil Dyn. Earthq. Eng., 30(7), 536-546. https://doi.org/10.1016/j.soildyn.2010.01.009.
  28. Ghanaat, Y. (2002), "Seismic performance and damage criteria for concrete dams", Proc. 3rd U.S.-Japan Work. Adv. Res. Earthq. Eng., San Diego, California.
  29. Ghanaat, Y. (2004), "Failure modes approach to safety evaluation of dams", Proc. 13th World Conf. Earthq. Eng., Vancouver, Canada.
  30. Gorai, S. and Maity, D. (2019), "Seismic response of concrete gravity dams under near field and far field ground motions", Eng. Struct., 196, 109292. https://doi.org/10.1016/j.engstruct.2019.109292.
  31. Gullu, H. and Karabekmez, M. (2017), "Effect of near-fault and far-fault earthquakes on a historical masonry mosque through 3D dynamic soil-structure interaction", Eng. Struct., 152, 465-492. https://doi.org/10.1016/j.engstruct.2017.09.031.
  32. Hadiani, N., Davoodi, M. and Jafari, M.K. (2013), "Correlation between settlement of embankment dams and ground motion intensity indices of pulse-like records", Iran. J. Sci. Technol. Trans. Civ. Eng., 37(C1), 111-126. https://doi.org/10.22099/IJSTC.2013.942.
  33. Hadidi, A., Azar, B.F. and Rafiee, A. (2016), "Reliability-based design of semi-rigidly connected baseisolated buildings subjected to stochastic near-fault excitations", Earthq. Struct., 11(4), 701-721. https://doi.org/10.12989/eas.2016.11.4.701.
  34. Hall, J.F., Heaton, T.H., Halling, M.W. and Wald, D.J. (1995), "Near-Source Ground Motion and its Effects on Flexible Buildings", Earthq. Spectra, 11(4), 569-605. https://doi.org/10.1193/1.1585828.
  35. Halldorsson, B., Mavroeidis, G.P. and Papageorgiou, A.S. (2011), "Near-fault and far-field strong ground-motion simulation for earthquake engineering applications using the specific barrier model", J. Struct. Eng., 137(3), 433-444. https://doi.org/10.1061/(ASCE)ST.1943-541X.0000097.
  36. Hariri-Ardebili, M.A. and Mirzabozorg, H. (2012), "Effects of near-fault ground motions in seismic performance evaluation of a symmetric arch dam", Soil Mech. Found. Eng., 49(5), 192-199. https://doi.org/https://doi.org/10.1007/s11204-012-9189-1.
  37. Hosseini, S.A. Ruiz-Garcia, J. and Massumi, A. (2019), "Seismic response of RC frames under far-field mainshock and near-fault aftershock sequences," Struct. Eng. Mech., 72(3), 395-408. https://doi.org/10.12989/sem.2019.72.3.395.
  38. Housner, B.W. and Trifunac, M.D. (1967), "Analysis of accelerograms-Parkfield earthquake", Bull. Seismol. Soc. Am., 57(6), 1193-1220. https://doi.org/10.1007/s10518-014-9631-z.
  39. Huang, J. (2015), "Earthquake damage analysis of concrete gravity dams: modeling and behavior under near-fault seismic excitations", J. Earthq. Eng., 19, 1037-1085. https://doi.org/10.1080/13632469.2015.1027019.
  40. Kalkan, E. and Kunnath, S.K. (2006), "Effects of fling step and forward directivity on seismic response of buildings", Earthq. Spectra, 22(2), 367-390. https://doi.org/10.1193/1.2192560.
  41. Kamai, R., Abrahamson, N. and Graves, R. (2014), "Adding fling effects to processed ground-motion time histories", Bull. Seismol. Soc. Am., 104(4), 1914-1929. https://doi.org/10.1785/0120130272.
  42. Kramer, S.L. (1996), Geotechnical Earthquake Engineering. Prentice Hall Upper Saddle River, New Jersey, U.S.A.
  43. Li, S. and Xie, L.L. (2007), "Progress and trend on near-field problems in civil engineering", Acta Seismol. Sin., 20(1), 105-114. https://doi.org/10.1007/s11589-007-0105-0.
  44. Liossatou, E. and Fardis, M.N. (2016), "Near-fault effects on residual displacements of RC structures", Earthq. Eng. Struct. Dyn., 45(9), 1391-1408. https://doi.org/10.1002/eqe.2712.
  45. Lokke, A. and Chopra, A.K. (2015), "Response spectrum analysis of concrete gravity dams including dam-water-foundation interaction", J. Struct. Eng., 141(8), 04014202. https://doi.org/10.1061/(ASCE)ST.1943-541X.0001172.
  46. Lu, Y. and Panagiotou, M. (2014), "Characterization and representation of near-fault ground motions using cumulative pulse extraction with wavelet analysis", Bull. Seismol. Soc. Am., 104(1), 410-426. https://doi.org/10.1785/0120130031.
  47. Makris, N. and Black, C.J. (2004), "Dimensional analysis of rigid-plastic and elastoplastic structures under pulse-type excitations", J. Eng. Mech., 130(9), 1006-1018. https://doi.org/10.1061/(ASCE)0733-9399(2004)130:9(1089).
  48. Malhotra, P.K. (1999), "Response of buildings to near-field pulse-like ground motions", Earthq. Eng. Struct. Dyn., 28, 1309-1326. https://doi.org/10.1002/(SICI)1096-9845(199911)28:11<1309::AID-EQE868>3.0.CO;2-U.
  49. Mavroeidis, G.P. and Papageorgiou, A.S. (2003), "A mathematical representation of near-fault ground motions", Bull. Seismol. Soc. Am., 93(3), 1099-1131. https://doi.org/10.1785/0120020100.
  50. Mavroeidis, G.P., Dong, G. and Papageorgiou, A.S. (2004), "Near-fault ground motions, and the response of elastic and inelastic single-degree-of-freedom (SDOF) systems", Earthq. Eng. Struct. Dyn., 33, 1023-1049. https://doi.org/10.1002/eqe.391.
  51. Minasidis, G., Hatzigeorgiou, G.D. and Beskos, D.E. (2014), "SSI in steel frames subjected to near-fault earthquakes", Soil Dyn. Earthq. Eng., 66, 56-68. https://doi.org/10.1016/j.soildyn.2014.06.030.
  52. Mohammadi, M.H., Massumi, A. and Meshkat-Dini, A. (2017), "Performance of RC moment frames with fixed and hinged supports under near-fault ground motions", Earthq. Struct., 13(1), 89-101. https://doi.org/10.12989/eas.2017.13.1.089.
  53. Mukhopadhyay, S. and Gupta, V.K. (2013a), "Directivity pulses in near-fault ground motions-I: Identification, extraction and modeling", Soil Dyn. Earthq. Eng., 50, 1-15. https://doi.org/10.1016/j.soildyn.2013.02.017.
  54. Mukhopadhyay, S. and Gupta, V.K. (2013b), "Directivity pulses in near-fault ground motions-II: Estimation of pulse parameters", Soil Dyn. Earthq. Eng., 50, 38-52. https://doi.org/10.1016/j.soildyn.2013.02.019.
  55. Pan, Y., Chang, Z., Li, C. and Shi, S. (2021), "Ground motion characteristics of the 2015 Gorkha earthquake sequence", Earthq. Struct., 20(6), 617-626. https://doi.org/10.12989/eas.2021.20.6.617.
  56. Pang, R., Xu, B., Kong, X., Zhou, Y. and Zou, D. (2018), "Seismic performance evaluation of high CFRD slopes subjected to near-fault ground motions based on generalized probability density evolution method", Eng. Geol., 246, 391-401. https://doi.org/10.1016/j.enggeo.2018.09.004.
  57. Phan, V., Saiidi, M.S., Anderson, J. and Ghasemi, H. (2007), "Near-fault ground motion effects on reinforced concrete bridge columns", J. Struct. Eng., 133(7), 982-989. https://doi.org/10.1061/(asce)0733-9445(2007)133:7(982).
  58. Rahgozar, N., Moghadam, A.S. and Aziminejad, A. (2017), "Response of self-centering braced frame to near-field pulse-like ground motions", Struct. Eng. Mech., 62(4), 497-506. https://doi.org/10.12989/sem.2017.62.4.497.
  59. Shariatmadar, H. and Mirhaj, A. (2011), "Dam-reservoir-foundation interaction effects on the modal characteristic of concrete gravity dams", Struct. Eng. Mech., 38(1), 65-79. https://doi.org/10.12989/sem.2011.38.1.065.
  60. Somerville, P. and Graves, R. (1993), "Conditions that give rise to unusually large long period ground motions", Struct. Des. Tall Build., 2, 211-232. https://doi.org/10.1002/tal.4320020304.
  61. Somerville, P.G. (2000), "New developments in seismic hazard estimation", Proc. 6th Int. Conf. Seism. Zo., Palm Springs, CA, U.S.A.
  62. Somerville, P.G. (2005), "Engineering characterization of near fault ground motions", Proc. NZSEE Conf., Taupo, New Zealand.
  63. Somerville, P.G., Smith, N.F., Graves, R.W. and Abrahamson, N.A. (1997), "Modification of empirical strong ground motion attenuation relations to include the amplitude and duration effects of rupture directivity", Seismol. Res. Lett., 68(1), 199-222. https://doi.org/10.1785/gssrl.68.1.199.
  64. Stewart, J.P., Chiou, S.J., Bray, J.D., Graves, R.W., Somerville, P.G. and Abrahamson, N.A. (2002), "Ground motion evaluation procedures for performance-based design", Soil Dyn. Earthq. Eng., 22, 765-772. https://doi.org/10.1016/S0267-7261(02)00097-0.
  65. Tahghighi, H. (2011), "Earthquake fault-induced surface rupture-A hybrid strong ground motion simulation technique and discussion for structural design", Earthq. Eng. Struct. Dyn., 40, 1591-1608. https://doi.org/10.1002/eqe.1105.
  66. Tian, L., Pan, H., Ma, R. and Qiu, C. (2017), "Collapse simulations of a long span transmission tower-line system subjected to near-fault ground motions", Earthq. Struct., 13(2), 211-220. https://doi.org/10.12989/eas.2017.13.2.211.
  67. Trifunac, M.D. and Hudson, D.E. (1971), "Analysis of the Pacoima dam accelerogram-San Fernando, California, earthquake of 1971", Bull. Seismol. Soc. Am., 61(5), 1393-1411.
  68. Wang, G., Zhang, S., Wang, C. and Yu, M. (2014), "Seismic performance evaluation of dam-reservoir-foundation systems to near-fault ground motions", Nat. Hazards, 72, 651-674. https://doi.org/10.1007/s11069-013-1028-9.
  69. Wu, G., Zhai, C., Li, S. and Xie, L. (2014), "Effects of near-fault ground motions and equivalent pulses on large crossing transmission tower-line system", Eng. Struct., 77, 161-169. https://doi.org/10.1016/j.engstruct.2014.08.013.
  70. Yadav, K.K. and Gupta, V.K. (2017), "Near-fault fling-step ground motions: Characteristics and simulation", Soil Dyn. Earthq. Eng., 101, 90-104. https://doi.org/10.1016/j.soildyn.2017.06.022.
  71. Yang, D. and Zhou, J. (2015), "A stochastic model and synthesis for near-fault impulsive ground motions", Earthq. Eng. Struct. Dyn., 44, 243-264. https://doi.org/10.1002/eqe.2468.
  72. Yang, S., Mavroeidis, G.P. and Ucak, A. (2020), "Analysis of bridge structures crossing strike-slip fault rupture zones: A simple method for generating across-fault seismic ground motions", Earthq. Eng. Struct. Dyn., 49(13), 1281-1307. https://doi.org/10.1002/eqe.3290.
  73. Yazdani, Y. and Alembagheri, M. (2016), "Effects of base and lift joints on the dynamic response of concrete gravity dams to pulse-like excitations", J. Earthq. Eng., 21(5), 1-21. https://doi.org/10.1080/13632469.2016.1185056.
  74. Yazdani, Y. and Alembagheri, M. (2017a), "Nonlinear seismic response of a gravity dam under near-fault ground motions and equivalent pulses", Soil Dyn. Earthq. Eng., 92, 621-632. https://doi.org/10.1016/j.soildyn.2016.11.003.
  75. Yazdani, Y. and Alembagheri, M. (2017b), "Seismic vulnerability of gravity dams in near-fault areas", Soil Dyn. Earthq. Eng., 102, 15-24. https://doi.org/10.1016/j.soildyn.2017.08.020.
  76. Zhang, S. and Wang, G. (2013), "Effects of near-fault and far-fault ground motions on nonlinear dynamic response and seismic damage of concrete gravity dams", Soil Dyn. Earthq. Eng., 53, 217-229. https://doi.org/10.1016/j.soildyn.2013.07.014.
  77. Zou, D., Han, H., Liu, J., Yang, D. and Kong, X. (2017), "Seismic failure analysis for a high concrete face rockfill dam subjected to near-fault pulse-like ground motions", Soil Dyn. Earthq. Eng., 98, 235-243. https://doi.org/10.1016/j.soildyn.2017.03.031.