The Journal of Bigdata (한국빅데이터학회지)

Korea Bigdata Society (한국빅데이터학회)
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Research on Financial Regulations Related RPA(Robotic Process Automation)

금융회사 RPA(로봇자동화) 관련 규제 연구

  • 한택룡 (고려대학교 정보보호대학원) ;
  • 이경호 (고려대학교 정보보호대학원)
  • Received : 2019.11.26
  • Accepted : 2019.12.31
  • Published : 2019.12.30
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Abstract

Recently, the RPA (Robotic Process Automation) solution, which has been spreading in Korea and overseas, allows users to easily automate their tasks with the application GUI (Graphic User Interface), and the number of Korean financial companies which Implemented for automating their business is increasing now. However, as the major supervisory regulations that financial institutions must comply with are based on the existing traditional SDLC (Software Development Life Cycle), it is not proper to be directly applied to RPA that automates end-user works on the level of user's system interface. Therefore, in this paper, we organized the important financial supervisory rules and control items that should be considered for RPA implementation, then surveyed 24 financial companies which have implemented RPA for checking how they applied them. Finally, we would like to present the necessity of revision of related compliance.

최근 국내외에서 확산되고 있는 RPA(Robotic Process Automation) 솔루션은 사용자가 응용프로그램의 GUI(Graphic User Interface)에서 대상 업무를 간편하게 자동화 할 수 있어 국내 다수 금융회사에서도 동 솔루션을 적용하는 사례가 지속적으로 증가하고 있다. 하지만 금융기관이 반드시 준수해야 하는 주요 감독규제들은 기존 전통적인 SDLC(Software Development Life Cycle)를 기반으로 하고 있어 일반 사용자의 시스템 Interface 환경 단에서 자동화하는 RPA에 그대로 적용되기에는 어려움이 있었다. 이에 본 논문에서는 금융회사가 RPA를 도입함에 있어 고려되어야 하는 주요 감독규정들과 통제항목들을 정리하고 RPA를 도입한 24개 금융회사의 통제 적용현황을 조사하여 향후 관련 컴플라이언스의 개정 필요성을 제시해보고자 한다.

Keywords

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